Compliance Officer

Company: SharesPost Financial Corporation
Position: Compliance Officer
Location: San Francisco, CA or New York, NY

Our U.S. broker dealer, SharesPost Financial Corporation (“SPFC”), facilitates transactions in private company securities. We’re looking for a Compliance Officer with experience with SEC and FINRA rules to support SPFC’s compliance program.

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Why Join SharesPost

  • Help transform the way companies, investors, and shareholders transact in the private technology growth asset class
  • Develop innovative solutions and work with cutting-edge technology
  • Be part of a highly motivated, confident, and dynamic team where individuality and out-of-the box thinking is encouraged
  • Learn new skills and challenge yourself - get inspired and build your career at SharesPost


  • Competitive salary, based on your level of experience
  • Attractive employee stock option plan (we want you to share in our success)
  • Health benefits (medical, dental and vision) with employer contribution to premiums